Chief Human Resources Officer. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He began his career in the Jackson, Mississippi office of Arthur Andersen. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Senior Executive Vice President Danella earned a bachelors degree in Economics and English from Vanderbilt. Nix to oversee corporate governance framework supporting Regions services for customers and communities. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Andrews experience and insights will help us build on these accomplishments. The LifeGreen color is a trademark of Regions Bank. Regions Bank is an Equal Housing Lender and Member FDIC. By In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. All Rights Reserved. Meet Andrew Nix. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Senior Executive Vice President Corporate governance is my passion. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Questions about becoming a Gartner client? Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Privacy Policy. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Head - Financial Risk. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Design a human-centric compliance culture. Dana W. Nolan The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Head of Wealth Management Group. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Gartner Terms of Use Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. John Turner is president and chief executive officer of Regions Financial Corporation. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Deputy Chief Risk Officer and Chief Credit Officer. Senior Executive Vice President Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. General Counsel and Corporate Secretary. Regions Investment Solutions is a marketing name of Cetera Investment Services. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He is also a member of the companys Executive Leadership Team. C. Ward Cheatham He is a member of the companys Executive Leadership Team. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He began his career at Crestar Mortgage. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. First Horizon Bank. Fournier J. About Regions Financial Corporation He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He is a member of Regions Executive Leadership Team. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Corporate governance is my passion. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. David J. Turner, Jr. ET About this role. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. All Rights Reserved. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. David Popwell President, Specialty Banking . He also served as the Florida president. Head of Corporate Banking Group. His primary focus was financial institutions. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Additionally, he served as a member of RMAs Regulatory Relations Committee. Executive Vice President Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Head of Corporate Responsibility and Community Engagement. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. President and Chief Executive Officer of Regions Financial Corporation. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. All rights reserved. He is a member of the Regions Executive Leadership Team. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Senior Executive Vice President Fill out the form to connect with a representative and learn more. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. You should consult privacy disclosures at the linked website for further information. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Cheatham graduated from Auburn University with a bachelors degree in accounting. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Regions provides links to other websites merely and strictly for your convenience. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Senior Executive Vice President He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Please refine your filters to display data. Deron Smithy serves as Regions Treasurer. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. She is also a member of the Rotary Club of Greater Birmingham. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He is also a member of the Southeastern Council of Foundations. Jeremy D. King Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. He is also a member of the United Ways Tocqueville Society. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. September 13 Law and regulation Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot.